Challenge:

Finance teams spent hours manually reviewing evolving regulations, increasing risk and draining resources.

Solution:

Implemented a secure RAG pipeline where new regulatory documents and internal policies were ingested. Queries like “new reporting requirements for derivatives trading?” dynamically retrieved relevant sections, synthesized concise summaries, then passed through human-in-the-loop checks.

Impact:

• Compliance reporting time cut by over 60%

• Error rates dropped—factual accuracy ensured via verification controls

• Enabled strategic focus for regulatory analysts

Why It Matters for Stakeholders:

Highlights compliance, speed, and audit readiness—critical for Legal, Compliance, and Risk teams.